| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2026-06-22 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-06-22 | - |
| Solo Asset Management Limited | Rep | 就证券提供意见 | 2019-08-21 | 2024-09-12 |
| Rep | 提供资产管理 | 2019-08-21 | 2024-09-12 | |
| Solo Securities Limited | Rep | 证券交易 | 2019-08-21 | 2024-09-12 |
| Open Securities Limited | Rep | 就证券提供意见 | 2018-08-28 | 2018-11-20 |
| Rep | 期货合约交易 | 2018-08-28 | 2018-11-20 | |
| Rep | 证券交易 | 2018-08-28 | 2018-11-20 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-13 | 2017-08-31 |
| Rep | 证券交易 | 2016-12-13 | 2017-02-12 | |
| IBTS ASIA (HK) LIMITED | Rep | 证券交易 | 2010-06-09 | 2011-01-31 |