| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2014-06-03 | 2022-07-13 |
| Rep | 期货合约交易 | 2014-06-03 | 2023-10-13 | |
| Rep | 证券交易 | 2014-06-03 | 2023-10-13 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2012-12-23 |
| Rep | 就证券提供意见 | 2012-01-13 | 2014-03-14 | |
| Rep | 证券交易 | 2012-01-13 | 2014-03-14 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2010-06-17 | 2011-03-01 |
| Rep | 就证券提供意见 | 2010-06-17 | 2011-03-01 | |
| Rep | 证券交易 | 2010-06-17 | 2011-03-01 |