| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2012-01-26 | 2014-11-09 |
| Rep | 期货合约交易 | 2011-11-01 | 2014-11-09 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2011-11-01 | 2014-11-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-07-12 | 2011-05-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-07-12 | 2011-05-11 |
| Rep | 证券交易 | 2010-07-12 | 2011-05-11 |