| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2022-08-02 | - |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2022-08-02 | - |
| Rep | 证券交易 | 2022-08-02 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2022-01-10 | 2022-05-20 |
| Rep | 证券交易 | 2022-01-10 | 2022-05-20 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2011-10-07 | 2013-02-20 |
| Rep | 证券交易 | 2011-10-07 | 2021-12-24 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-07-16 | 2011-08-02 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-07-16 | 2011-08-02 |