| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2015-06-12 | 2015-10-16 |
| BTIG Hong Kong Limited | Rep | 证券交易 | 2013-10-03 | 2015-02-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2012-10-25 | 2013-08-06 |
| Rep | 证券交易 | 2012-10-25 | 2013-08-06 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2011-10-31 | 2012-09-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-07-22 | 2011-08-16 |