| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KING CORVUS CAPITAL LIMITED | RO | 就证券提供意见 | 2025-06-02 | - |
| RO | 提供资产管理 | 2025-06-02 | - | |
| Rep | 就证券提供意见 | 2025-05-23 | 2025-06-02 | |
| Rep | 提供资产管理 | 2025-05-23 | 2025-06-02 | |
| ZH SECURITIES LIMITED | RO | 就证券提供意见 | 2024-05-07 | 2025-03-31 |
| RO | 提供资产管理 | 2024-05-07 | 2025-03-31 | |
| RO | 证券交易 | 2024-05-07 | 2025-03-31 | |
| RO | 期货合约交易 | 2024-02-16 | 2025-03-31 | |
| Rep | 就证券提供意见 | 2023-10-16 | 2024-05-07 | |
| Rep | 提供资产管理 | 2023-10-16 | 2024-05-07 | |
| Rep | 证券交易 | 2023-10-16 | 2024-05-07 | |
| SPRING SECURITIES LIMITED (HK) | Rep | 证券交易 | 2023-08-15 | 2023-08-31 |
| FOREVER ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2023-06-05 | 2023-08-31 |
| Rep | 提供资产管理 | 2023-06-05 | 2023-08-31 | |
| Meta Futures Limited | RO | 就期货合约提供意见 | 2022-11-09 | 2022-12-15 |
| RO | 期货合约交易 | 2022-11-09 | 2022-12-15 | |
| Metaverse Securities Limited (HK) | RO | 就证券提供意见 | 2021-12-30 | 2022-12-15 |
| RO | 证券交易 | 2021-12-30 | 2022-12-15 | |
| Rep | 证券交易 | 2021-09-24 | 2021-12-30 | |
| TFI Securities and Futures Limited | RO | 证券交易 | 2019-02-11 | 2021-06-14 |
| Rep | 证券交易 | 2018-08-29 | 2019-02-11 | |
| RO | 期货合约交易 | 2018-08-29 | 2021-06-14 | |
| Rep | 期货合约交易 | 2018-07-25 | 2018-08-29 | |
| FAIRWIN BROKING LIMITED | RO | 期货合约交易 | 2017-10-06 | 2018-06-28 |
| MFG Limited (HK) | RO | 期货合约交易 | 2016-02-22 | 2017-09-01 |
| Rep | 期货合约交易 | 2015-09-29 | 2016-02-22 | |
| Rep | 证券交易 | 2015-09-29 | 2017-09-01 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2014-11-13 | 2015-09-28 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-11-13 | 2015-09-28 |
| Rui Da International Finance Holding Limited | Rep | 期货合约交易 | 2012-12-12 | 2014-10-03 |
| BERICH BROKERAGE LIMITED | Rep | 证券交易 | 2011-03-01 | 2011-05-19 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 期货合约交易 | 2011-03-01 | 2011-05-19 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2010-09-10 | 2010-12-14 |
| ENLIGHTEN SECURITIES LIMITED | Rep | 证券交易 | 2010-09-10 | 2010-12-14 |
已采集记录中暂无金管局登记。