| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-03-28 | 2011-09-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2011-03-28 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-01-03 | 2011-03-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-08-12 | 2011-03-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-08-12 | 2011-01-03 |