| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | Rep | 提供资产管理 | 2023-11-06 | - |
| Torq Capital Management (HK) Limited | Rep | 提供资产管理 | 2018-04-09 | 2023-06-19 |
| Tenbagger Investment Management (Hong Kong) Limited | RO | 就证券提供意见 | 2016-08-22 | 2018-03-16 |
| RO | 提供资产管理 | 2016-08-22 | 2018-03-16 | |
| Rep | 就证券提供意见 | 2015-10-07 | 2016-08-22 | |
| China Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2013-09-25 | 2015-06-27 |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2013-08-20 |
| Rep | 就证券提供意见 | 2012-01-13 | 2013-08-20 | |
| Rep | 证券交易 | 2012-01-13 | 2013-08-20 | |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-09-16 | 2011-03-26 |
已采集记录中暂无金管局登记。