| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 杠杆式外汇交易 | 2013-10-02 | 2014-10-15 |
| Rep | 期货合约交易 | 2012-12-20 | 2014-10-15 | |
| Rep | 证券交易 | 2012-12-20 | 2014-10-15 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2010-09-22 | 2010-12-29 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2010-09-22 | 2010-12-29 |