| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| YU MING INVESTMENT MANAGEMENT LIMITED | Rep | 证券交易 | 2019-04-15 | 2021-12-16 |
| Rep | 就证券提供意见 | 2019-02-27 | 2021-12-16 | |
| Rep | 提供资产管理 | 2019-02-27 | 2021-12-16 | |
| AMPLE CAPITAL LIMITED | Rep | 就证券提供意见 | 2017-08-21 | 2018-11-30 |
| Rep | 提供资产管理 | 2017-08-21 | 2018-11-30 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就证券提供意见 | 2011-05-25 | 2011-08-08 |
| YU MING INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2010-10-29 | 2011-05-11 |
| Rep | 就证券提供意见 | 2010-10-29 | 2011-05-11 | |
| Rep | 提供资产管理 | 2010-10-29 | 2011-05-11 | |
| Rep | 证券交易 | 2010-10-29 | 2011-05-11 |