Personnel Hong Kong SFC License Details (ID 130366)

Personnel Hong Kong SFC License Details (ID 130366)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KKR Capital Markets Asia II Limited	Rep	就证券提供意见	2024-06-12	-
	Rep	证券交易	2024-06-12	-
KKR CAPITAL MARKETS ASIA LIMITED	Rep	就证券提供意见	2022-10-10	2024-06-11
	Rep	证券交易	2022-10-10	2024-06-11
AXA Investment Managers Asia Limited	Rep	就证券提供意见	2016-04-19	2022-07-15
	Rep	证券交易	2016-04-19	2022-07-15
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	就证券提供意见	2016-04-19	2019-01-31
	Rep	证券交易	2016-04-19	2019-01-31
BLACKROCK (HONG KONG) LIMITED	Rep	就证券提供意见	2013-04-15	2014-09-05
	Rep	提供资产管理	2013-04-15	2014-09-05
	Rep	证券交易	2013-04-15	2014-09-05
BlackRock Asset Management North Asia Limited	Rep	就证券提供意见	2013-04-15	2014-09-05
	Rep	提供资产管理	2013-04-15	2014-09-05
	Rep	证券交易	2013-04-15	2014-09-05
BLACKROCK (HONG KONG) LIMITED	Rep	证券交易	2010-09-29	2011-07-31
BlackRock Asset Management North Asia Limited	Rep	就证券提供意见	2010-09-29	2011-07-31