| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Asset Management Company Limited | RO | 提供资产管理 | 2024-11-04 | - |
| Rep | 就证券提供意见 | 2022-03-21 | - | |
| Rep | 提供资产管理 | 2022-03-21 | 2024-11-04 | |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2021-04-21 | 2021-12-24 |
| Kaisa Asset Management Limited | Rep | 就证券提供意见 | 2021-04-01 | 2021-12-24 |
| Rep | 提供资产管理 | 2021-04-01 | 2021-12-24 | |
| uSmart Securities Limited | Rep | 就证券提供意见 | 2020-12-07 | 2021-01-03 |
| Rep | 提供资产管理 | 2020-12-07 | 2021-01-03 | |
| ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2018-07-26 | 2020-08-12 |
| Rep | 证券交易 | 2018-07-26 | 2020-08-12 | |
| Rep | 提供资产管理 | 2016-08-22 | 2020-08-12 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-10-18 | 2011-01-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-10-18 | 2011-01-10 |
已采集记录中暂无金管局登记。