| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2025-12-09 | - |
| RO | 证券交易 | 2025-12-09 | - | |
| Rep | 期货合约交易 | 2025-09-01 | 2025-12-09 | |
| Rep | 证券交易 | 2025-09-01 | 2025-12-09 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-10-31 | 2015-04-30 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-10-31 | 2015-04-30 |
| Rep | 证券交易 | 2013-10-31 | 2015-04-30 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-10-27 | 2010-11-10 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2010-10-27 | 2010-11-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-10-27 | 2010-11-10 |