| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KB Securities Hong Kong Limited | RO | 就证券提供意见 | 2012-09-12 | 2014-07-01 |
| RO | 证券交易 | 2012-09-12 | 2014-07-01 | |
| TONGYANG SECURITIES HONG KONG LIMITED | RO | 就证券提供意见 | 2010-12-01 | 2012-07-14 |
| RO | 证券交易 | 2010-12-01 | 2012-07-14 | |
| Rep | 就证券提供意见 | 2010-11-01 | 2010-12-01 | |
| Rep | 证券交易 | 2010-11-01 | 2010-12-01 |