Surplice, John Michael Edward Hong Kong SFC License Details (ID 130577)

Surplice, John Michael Edward Hong Kong SFC License Details (ID 130577)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2017-07-11	2017-07-14
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	就证券提供意见	2017-07-11	2017-07-14
	Rep	证券交易	2017-07-11	2017-07-14
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2016-03-07	2016-03-11
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	就证券提供意见	2016-03-07	2016-03-11
	Rep	证券交易	2016-03-07	2016-03-11
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2015-03-19	2015-03-27
	Rep	证券交易	2014-06-03	2014-06-06
	Rep	证券交易	2014-01-10	2014-01-16
	Rep	证券交易	2013-03-20	2013-03-28
	Rep	证券交易	2010-11-22	2010-11-22