| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-09-20 | 2012-05-03 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2011-09-20 | 2012-05-03 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-09-20 | 2012-05-03 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2010-11-29 | 2011-05-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-11-29 | 2011-05-12 |