| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2016-11-14 | 2017-03-24 |
| Rep | 证券交易 | 2016-11-14 | 2017-03-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2012-11-21 | 2014-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-12-10 | 2011-03-14 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-12-10 | 2011-03-14 |
| Rep | 证券交易 | 2010-12-10 | 2011-03-14 |