| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2024-01-17 | 2024-01-23 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2019-01-14 | 2019-02-01 |
| Rep | 证券交易 | 2019-01-14 | 2019-02-01 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2019-01-14 | 2019-02-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2018-11-15 | 2018-12-31 |
| Rep | 证券交易 | 2018-11-15 | 2018-12-31 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2018-11-15 | 2018-12-31 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 证券交易 | 2011-01-17 | 2011-02-11 |