| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2024-07-22 | - |
| Carret Private Capital Limited | Rep | 就证券提供意见 | 2018-04-30 | 2019-04-03 |
| Rep | 提供资产管理 | 2018-04-30 | 2019-04-03 | |
| Rep | 证券交易 | 2018-04-30 | 2019-04-03 | |
| QL Asset Management Company Limited | Rep | 就证券提供意见 | 2015-09-22 | 2018-04-30 |
| Rep | 提供资产管理 | 2015-09-22 | 2018-04-30 | |
| Rep | 证券交易 | 2015-09-22 | 2018-04-30 | |
| Knight Capital Asia Limited | Rep | 就证券提供意见 | 2011-03-25 | 2011-08-04 |
| Rep | 证券交易 | 2011-03-25 | 2011-08-04 |