| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2021-02-25 | 2025-10-31 |
| Rep | 证券交易 | 2021-02-25 | 2025-10-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2011-10-03 | 2013-11-01 |
| Rep | 期货合约交易 | 2011-10-03 | 2020-11-25 | |
| Rep | 证券交易 | 2011-10-03 | 2020-11-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2011-10-03 | 2020-11-25 |
| Cowen Structured Products Hong Kong Limited | Rep | 证券交易 | 2011-05-03 | 2011-09-02 |