| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-10-25 | 2013-05-31 |
| Rep | 证券交易 | 2011-10-25 | 2013-05-31 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2011-04-19 | 2011-06-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2011-04-19 | 2011-06-03 |