| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Open Securities Limited | Rep | 期货合约交易 | 2013-11-04 | 2013-12-31 |
| Rep | 证券交易 | 2013-11-04 | 2013-12-31 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-03-28 | 2013-04-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-03-28 | 2013-04-06 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2011-12-15 | 2012-02-25 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-04-29 | 2011-06-22 |