| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grande Capital Limited | RO | 证券交易 | 2022-08-01 | 2025-12-15 |
| RO | 就机构融资提供意见 | 2021-04-08 | 2025-12-15 | |
| Rep | 就机构融资提供意见 | 2021-02-09 | 2021-04-08 | |
| Yue Xiu Capital Limited | RO | 就机构融资提供意见 | 2019-04-04 | 2020-11-30 |
| FORTUNE FINANCIAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2016-01-15 | 2018-12-05 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2012-08-13 | 2018-12-05 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2011-12-13 | 2016-01-15 |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就机构融资提供意见 | 2011-05-05 | 2011-08-11 |
| Rep | 证券交易 | 2011-05-05 | 2011-08-11 |