| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | 就证券提供意见 | 2015-12-07 | 2017-02-14 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 就期货合约提供意见 | 2015-09-08 | 2017-02-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就证券提供意见 | 2015-09-08 | 2015-12-07 |
| Aetas Global Markets Limited | Rep | 证券交易 | 2015-07-24 | 2015-08-20 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2011-12-22 | 2015-01-30 |
| Rep | 证券交易 | 2011-12-22 | 2015-01-30 | |
| Vision Asset Management (HK) Limited | RO | 提供资产管理 | 2011-06-20 | 2011-10-14 |