| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2018-03-15 | 2019-08-08 |
| SBI China Capital Financial Services Limited | Rep | 证券交易 | 2015-02-11 | 2015-04-27 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就证券提供意见 | 2011-09-28 | 2014-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-06-23 | 2011-09-09 |