| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Enterprise Securities Company Limited | Rep | 就证券提供意见 | 2012-02-02 | 2014-03-31 |
| Rep | 提供资产管理 | 2012-02-02 | 2014-03-31 | |
| Rep | 证券交易 | 2012-02-02 | 2014-03-31 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2011-06-28 | 2011-07-09 |
| Rep | 证券交易 | 2011-06-28 | 2011-07-09 |