| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2022-03-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-06-30 | 2022-03-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-06-30 | 2016-10-10 |
| HONG INVESTMENT ADVISORS LIMITED | Rep | 提供资产管理 | 2012-05-21 | 2015-06-20 |
| Riverwest Advisors Limited | Rep | 提供资产管理 | 2011-08-12 | 2012-04-20 |