| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-12-04 | 2019-10-21 |
| Rep | 证券交易 | 2017-12-04 | 2019-10-21 | |
| BFAM Partners (Hong Kong) Limited | Rep | 提供资产管理 | 2015-07-06 | 2017-10-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-09-19 | 2015-06-03 |
| Rep | 证券交易 | 2011-09-19 | 2015-06-03 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-09-19 | 2013-04-23 |