| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Enterprise Securities Company Limited | RO | 就证券提供意见 | 2017-08-18 | 2019-03-29 |
| RO | 证券交易 | 2017-08-18 | 2019-03-29 | |
| Rep | 就证券提供意见 | 2017-06-26 | 2017-08-18 | |
| Rep | 证券交易 | 2017-06-26 | 2017-08-18 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2016-11-14 | 2017-06-02 |
| Rep | 期货合约交易 | 2011-11-04 | 2017-06-02 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2011-09-19 | 2017-06-02 |