| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2025-06-10 | 2026-04-30 |
| GFI (HK) SECURITIES L.L.C. | RO | 提供自动化交易服务 | 2023-02-24 | 2025-10-08 |
| Rep | 提供自动化交易服务 | 2018-02-02 | 2023-02-24 | |
| RO | 证券交易 | 2018-02-02 | 2025-10-08 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 证券交易 | 2016-03-15 | 2017-10-11 |
| ICAP Equities Asia Limited | RO | 证券交易 | 2015-07-28 | 2017-10-11 |
| Rep | 证券交易 | 2011-09-20 | 2015-07-28 |