| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dingxin (Securities) Limited | Rep | 证券交易 | 2021-07-26 | 2024-07-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2018-12-31 | 2021-04-29 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2013-07-12 | 2021-04-29 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2013-07-12 | 2021-04-29 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-04-15 | 2013-06-07 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2013-03-27 | 2013-06-07 |
| CNI Securities Group Limited | Rep | 证券交易 | 2011-09-22 | 2013-03-19 |