| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-02-10 | - |
| RO | 证券交易 | 2026-02-10 | - | |
| Rep | 证券交易 | 2023-05-29 | 2026-02-10 | |
| BTIG Hong Kong Limited | Rep | 证券交易 | 2022-01-27 | 2023-04-13 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2018-07-23 | 2021-12-10 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2018-07-09 | 2021-12-10 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2016-06-06 | 2018-06-29 |
| Quam Securities Limited | Rep | 期货合约交易 | 2016-05-23 | 2016-05-26 |
| Rep | 证券交易 | 2011-09-28 | 2016-05-26 |