| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2021-02-19 | 2022-05-13 |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2021-02-19 | 2022-05-13 |
| Rep | 证券交易 | 2021-02-19 | 2022-05-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2014-08-13 | 2022-05-13 |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 证券交易 | 2011-10-03 | 2014-07-15 |