| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Cosmos One Capital Limited | RO | 就证券提供意见 | 2025-09-25 | - |
| RO | 提供资产管理 | 2025-09-25 | - | |
| RO | 证券交易 | 2025-09-25 | - | |
| Rep | 就证券提供意见 | 2025-08-18 | 2025-09-25 | |
| Rep | 证券交易 | 2025-08-18 | 2025-09-25 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2022-04-21 | 2025-07-31 |
| Rep | 期货合约交易 | 2022-04-21 | 2025-07-31 | |
| Rep | 证券交易 | 2022-04-21 | 2025-07-31 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-05-07 | 2022-03-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2018-05-07 | 2022-03-11 |
| Rep | 证券交易 | 2018-05-07 | 2022-03-11 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2011-12-13 | 2018-03-27 |
| Rep | 就证券提供意见 | 2011-10-04 | 2018-03-27 | |
| Rep | 证券交易 | 2011-10-04 | 2018-03-27 |
已采集记录中暂无金管局登记。