| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MLB Asset Management Limited | Rep | 就证券提供意见 | 2017-09-13 | - |
| Asia Pacific Financial Investment Services Co., Limited | RO | 提供信贷评级服务 | 2015-04-14 | 2017-04-17 |
| SG SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | 2011-10-10 | 2013-07-25 |
| Rep | 证券交易 | 2011-10-10 | 2013-07-25 |