| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就证券提供意见 | 2025-06-16 | - |
| Rep | 提供资产管理 | 2025-06-16 | - | |
| Rep | 证券交易 | 2025-06-16 | - | |
| RESOCORE SECURITIES LIMITED | Rep | 证券交易 | 2019-10-25 | 2020-12-04 |
| RESOCORE ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2018-11-13 | 2020-12-04 |
| Rep | 提供资产管理 | 2018-11-13 | 2020-12-04 | |
| Rep | 证券交易 | 2018-11-13 | 2020-12-04 | |
| TIAN YUAN FINANCE LIMITED | Rep | 就证券提供意见 | 2016-07-20 | 2018-10-16 |
| Rep | 提供资产管理 | 2016-07-20 | 2018-10-16 | |
| Rep | 证券交易 | 2016-07-20 | 2018-10-16 | |
| Nerico Brothers Limited (HK) | Rep | 期货合约交易 | 2012-03-14 | 2012-12-01 |
| Rep | 杠杆式外汇交易 | 2012-03-14 | 2012-12-01 | |
| Rep | 证券交易 | 2011-10-14 | 2012-12-01 |
已采集记录中暂无金管局登记。