| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LIGHTCONE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-10-31 | - |
| RO | 提供资产管理 | 2017-10-31 | - | |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2016-05-04 | 2017-09-23 |
| Rep | 证券交易 | 2016-05-04 | 2017-09-23 | |
| QUINTAR CAPITAL LIMITED | RO | 提供资产管理 | 2016-03-21 | 2017-09-23 |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-08-22 | 2014-10-15 |
| Rep | 证券交易 | 2013-08-22 | 2014-10-15 | |
| KOG FOREX LIMITED | Rep | 杠杆式外汇交易 | 2013-02-18 | 2015-08-07 |
| ZMF Asset Management Limited | Rep | 提供资产管理 | 2011-10-18 | 2015-08-07 |