| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 期货合约交易 | 2022-01-13 | - |
| RO | 证券交易 | 2022-01-13 | - | |
| Rep | 期货合约交易 | 2020-06-03 | 2022-01-13 | |
| Rep | 证券交易 | 2020-06-03 | 2022-01-13 | |
| De Riva Asia Limited | Rep | 期货合约交易 | 2013-12-02 | 2020-06-03 |
| Rep | 证券交易 | 2013-12-02 | 2020-06-03 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-10-24 | 2013-11-13 |
| Rep | 证券交易 | 2011-10-24 | 2013-11-13 |