| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2026-08-27 | - |
| Rep | 就证券提供意见 | 2026-08-27 | - | |
| Rep | 证券交易 | 2026-08-27 | - | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2026-04-28 | 2026-07-12 |
| Rep | 提供资产管理 | 2026-04-28 | 2026-07-12 | |
| Rep | 证券交易 | 2026-04-28 | 2026-07-12 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2026-04-28 | 2026-07-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2019-05-20 | 2022-08-05 |
| Rep | 就证券提供意见 | 2019-05-20 | 2022-08-05 | |
| Rep | 证券交易 | 2019-05-20 | 2022-08-05 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2018-03-28 | 2018-08-31 |
| Rep | 就证券提供意见 | 2018-03-28 | 2018-08-31 | |
| Rep | 期货合约交易 | 2018-03-28 | 2018-08-31 | |
| Rep | 证券交易 | 2018-03-28 | 2018-08-31 |
已采集记录中暂无金管局登记。