| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2018-02-27 | 2026-07-01 |
| Rep | 提供资产管理 | 2018-02-27 | 2026-07-01 | |
| Rep | 就证券提供意见 | 2018-02-12 | 2026-07-01 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-05-26 | 2017-11-24 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-11-05 | 2017-05-02 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-10-26 | 2012-07-20 |