| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-06-25 | 2023-09-29 |
| Rep | 证券交易 | 2015-06-25 | 2023-09-29 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2014-03-07 |
| Rep | 证券交易 | 2011-10-28 | 2014-03-07 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-10-28 | 2013-08-31 |
| Rep | 证券交易 | 2011-10-28 | 2013-08-31 |