| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2021-08-23 | - |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2016-06-20 | 2019-09-19 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2014-08-11 | 2016-06-09 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2013-11-18 | 2014-07-30 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2011-10-28 | 2012-02-03 |