| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 期货合约交易 | 2014-11-27 | 2015-05-29 |
| Rep | 证券交易 | 2014-11-27 | 2015-05-29 | |
| Vantage Capital Markets HK Limited | Rep | 期货合约交易 | 2012-09-17 | 2014-11-01 |
| Rep | 证券交易 | 2012-09-17 | 2014-11-01 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2011-10-31 | 2012-08-02 |
| Rep | 证券交易 | 2011-10-31 | 2012-08-02 |