| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2021-10-04 | 2022-06-30 |
| Rep | 证券交易 | 2021-10-04 | 2022-06-30 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2020-05-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-11-13 | 2020-05-21 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-08-17 | 2017-10-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2014-08-26 | 2015-08-08 |
| Funderstone Securities Limited | Rep | 证券交易 | 2011-11-01 | 2011-11-08 |