| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2019-10-04 | - |
| Rep | 就证券提供意见 | 2019-10-04 | - | |
| Rep | 期货合约交易 | 2019-10-04 | - | |
| Rep | 证券交易 | 2019-10-04 | - | |
| Rep | 就期货合约提供意见 | 2017-12-14 | 2018-07-09 | |
| Rep | 期货合约交易 | 2017-12-14 | 2018-07-09 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2013-07-04 | 2017-08-01 |
| Rep | 证券交易 | 2013-07-04 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就证券提供意见 | 2011-11-04 | 2018-07-09 |
| Rep | 证券交易 | 2011-11-04 | 2018-07-09 |