| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Ebang Digital Asset Management Limited | RO | 就证券提供意见 | 2023-06-01 | - |
| RO | 提供资产管理 | 2023-06-01 | - | |
| AURUMX CAPITAL (HK) LIMITED | RO | 就证券提供意见 | 2022-06-02 | 2023-05-31 |
| RO | 提供资产管理 | 2022-06-02 | 2023-05-31 | |
| EBANG SECURITIES INTERNATIONAL (HK) LIMITED | RO | 证券交易 | 2022-05-31 | 2023-05-31 |
| TIAN YUAN FINANCE LIMITED | RO | 证券交易 | 2021-05-07 | 2021-12-23 |
| RO | 就证券提供意见 | 2021-05-07 | 2021-12-31 | |
| RO | 提供资产管理 | 2021-05-07 | 2021-12-31 | |
| KINGS SECURITIES LIMITED | RO | 提供资产管理 | 2019-05-17 | 2021-04-06 |
| RO | 就证券提供意见 | 2019-01-16 | 2021-04-06 | |
| RO | 证券交易 | 2019-01-16 | 2021-04-06 | |
| THE CORE SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-11-07 | 2018-07-28 |
| Rep | 提供资产管理 | 2017-11-07 | 2018-07-28 | |
| RO | 证券交易 | 2017-07-17 | 2018-07-28 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | 证券交易 | 2017-03-31 | 2017-06-27 |
| Rep | 证券交易 | 2017-03-01 | 2017-03-31 | |
| Rep | 就证券提供意见 | 2017-03-01 | 2017-06-27 | |
| ARISTO SECURITIES LIMITED | RO | 证券交易 | 2016-12-02 | 2017-02-16 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-05-04 | 2016-12-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2015-07-28 | 2016-12-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2011-11-07 | 2016-12-01 |
金管局记录暂时无法加载，请稍后重试。