| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-12-01 | - |
| Rep | 证券交易 | 2019-05-20 | - | |
| Rep | 就机构融资提供意见 | 2019-05-20 | 2021-05-03 | |
| Rep | 就证券提供意见 | 2019-05-20 | 2021-05-03 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就证券提供意见 | 2018-06-20 | 2019-04-30 |
| Rep | 证券交易 | 2018-06-20 | 2019-04-30 | |
| CIFM Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2011-11-07 | 2012-12-01 |
| Rep | 提供资产管理 | 2011-11-07 | 2012-12-01 |