| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2019-06-13 |
| Rep | 证券交易 | 2017-10-03 | 2019-06-13 | |
| Rep | 就证券提供意见 | 2014-05-23 | 2017-10-02 | |
| Rep | 证券交易 | 2014-05-23 | 2017-10-02 | |
| Leading Securities Company Limited | RO | 证券交易 | 2014-03-27 | 2014-04-17 |
| Rep | 证券交易 | 2014-01-14 | 2014-03-27 | |
| Rep | 就证券提供意见 | 2014-01-14 | 2014-04-17 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2012-12-24 | 2013-11-02 |
| Rep | 证券交易 | 2011-11-14 | 2013-11-02 |