| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2014-09-26 | 2017-06-10 |
| ZEAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-09-10 | 2013-03-16 |
| Rep | 提供资产管理 | 2012-09-10 | 2013-03-16 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2011-11-15 | 2012-06-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2011-11-15 | 2012-06-27 |