Personnel Hong Kong SFC License Details (ID 134080)

Personnel Hong Kong SFC License Details (ID 134080)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC Global Asset Management (Hong Kong) Limited	Rep	证券交易	2015-09-04	2015-09-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	证券交易	2015-09-04	2015-09-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2012-05-25	2012-06-08
	Rep	证券交易	2012-05-25	2012-06-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	就证券提供意见	2012-05-25	2012-06-08
	Rep	证券交易	2012-05-25	2012-06-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	证券交易	2011-11-28	2011-12-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	证券交易	2011-11-28	2011-12-12